Fee-Only Investments & Financial Planning

Our Certified Financial Planners build investment portfolios
that serve your life goals

Services : Disclosures

Regulatory Disclosure

Investor’s Capital Management, LLC (ICM) may only transact business or render personalized investment advice in those states and international jurisdictions where we are registered, or have notice filed, or are otherwise excluded or exempted from registration requirements. Any communication with prospective clients residing in states or international jurisdictions where ICM is not registered or licensed shall be limited so as not to trigger registration or licensing requirements. We do not render or offer to render personalized investment advice or financial planning advice through this medium. This medium is limited to providing you with general information on our services and provides a way for you to contact us.

Past investment performance does not insure future results. Investing in the stock and bond markets is risky and principal, income, expenses, taxes, inflation, exchange rates, and total return fluctuate so an investment when redeemed may be worth less than its original cost. Nothing contained herein is to be construed as legal, accounting, or tax advice.


Other Disclosures

The information in this web site is based on data gathered from sources which ICM believes to be reliable. It is not guaranteed as to accuracy, does not purport to be complete and is not intended as the primary basis for investment decisions. Additionally, it should not be construed as advice meeting the particular investment needs of any investor. All references made to investment or portfolio performance are based on historical data; one should not assume that this performance will continue in the future. Research, articles, and commentary are thought to be accurate as of the date of publication but ICM takes no responsibility for keeping the materials up-to-date.

Links provided by ICM to other sites are for information only. There is no business relationship between ICM and any of the links provided and ICM makes no representations or warranties with respect to the information contained or services provided in any linked sites and takes no responsibility for supplementing, updating, or correcting any such information. Links to other sites endorsing a security should not be construed to be a recommendation of that security by Investor’s Capital Management.